Daniel Rosales, CIMA®

Financial Planning Manager

Daniel Rosales, CIMA®, is an Investments and Financial Planning Manager for Premia Global Advisors. Daniel holds several responsibilities within the team, including investment proposals, investment research, trading and reporting.

Daniel began his career in engineering with Enel Distribution in Lima-Peru. He then moved to Boston where he joined Natixis Global Asset Management as an investment consultant, before relocating to Miami as Managing Regional Director for the distribution of Offshore Funds.

Daniel earned a bachelor’s degree in Electronic Engineering from Universidad Ricardo Palma in Lima-Peru. He also holds the Certified Investment Management Analyst® designation.

He lives in Coral Gables with his wife Veronica and their son Ian Daniel. He enjoys reading, playing tennis and running.

Certified Financial Planner Board of Standards Inc. owns the certification marks CFP®, CERTIFIED FINANCIAL PLANNER™, CFP® (with plaque design) and CFP® (with flame design) in the U.S., which it awards to individuals who successfully complete CFP Board's initial and ongoing certification requirements.

Investments & Wealth Institute™ (The Institute) is the owner of the certification marks CIMA® and Certified Investment Management Analyst®. Use of CIMA®, and/or Certified Investment Management Analyst® signifies that the user has successfully completed the Institute’s initial and ongoing credentialing requirements for investment management professionals.

Terms Of Use

TERMS OF USE, CERTAIN INFORMATION AND DISCLAIMERS

Premia Global Advisors (“Premia”) is a Registered Investment Advisor located in Coral Gables, Florida. Premia offers a broad range of investment advisory and wealth management products and services. A copy of Premia’s current written Form ADV Part 2A disclosure brochure and Form CRS (Client Relationship Summary) filed with the Securities and Exchange Commission (SEC) which discusses among other things, Premia’s business practices, our services and fees is available through the SEC’s website at: www.adviserinfo.sec.gov, or by contacting us.

Terms of Use

By using this website, www.premiaglobaladvisors.com (the “Website”), you agree to be bound by the Terms of Use and Disclaimers set forth below, which may be modified by Premia at any time without prior notice.

All users, clients and prospective clients agree, as a condition precedent to access Premia’s web site, to release and hold harmless Premia, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Premia.

Social Media

Premia may repost, share or “like” links to materials posted on the internet or by other social media users. This should not be construed as an endorsement. Premia does not control or endorse and is not responsible for the contents, operation, or security of other social media sites. Users should be aware of the risks in clicking on such links which may result in harm to your computer. Premia reserves the right to remove, or modify any posted materials at any time for any reason and without prior notice. We do not endorse clicking on links posted by other social media users, as these links may pose risks to your computer or take you to inappropriate sites.

If you are a Premia client, we request that you contact us for any questions regarding your account, any investments, products or services. Please do not use social media to communicate or transmit any information or orders regarding your account. You should not disclose any financial or personal information on any social media site. Communications made over social media are subject to review and to our retention requirements. There should be no expectation of privacy in such communications. If you have any questions regarding our social media policies, Contact us.

Disclaimer of Warranty and Limitation of Liability

The content of this website is provided “as is” without warranty of any kind (express or implied). Premia does not assume any obligation to update the information and data on this website and does not guarantee that it is accurate, current, valid, complete or suitable for any particular purpose.

Premia makes no representations concerning this website, or to any websites to which this website may be linked and disclaims all express, implied and statutory warranties of any kind, including warranties of merchantability, non-infringement or fitness for a particular purpose, to the fullest extent allowed by applicable law. In no event shall Premia or any of its, managing members, partners, officers, employees, or other representatives be liable or have any responsibility of any kind for any direct, indirect, special, consequential, multiple, punitive or other damages arising from information on this website or the use of this website.

INFORMATION FOR OFFSHORE INVESTORS

The information provided on this Website is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Premia, its employees, officers or agents to any registration requirement within such jurisdiction or country.

Nothing on Premia’s website shall be considered a solicitation to buy or an offer to sell a security, or any other product or service, to any person in any jurisdiction where such offer, solicitation, purchase or sale would be unlawful under the laws of such jurisdiction.

NO INVESTMENT RECOMMENDATION OR SOLICITATION

This Website is for informational purposes only and does not constitute an offer to sell or the solicitation of an offer to purchase any security or investment product or services by Premia or any third party. Premia only transacts business in states in which it is properly registered or is excluded or exempted from registration.

The content of this Website is provided solely for personal use and shall not be deemed to provide access to any particular transaction or investment opportunity. Premia does not intend the information on this Website to be investment advice, and the information presented on this website should not be relied upon to make an investment decision.

Premia’s web site is limited to the dissemination of general information pertaining to its advisory services. The publication of Premia’s web site on the Internet should not be construed by any client and/or prospective client as Premia’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet.

Premia’s website may provide access to additional investment-related information, publications, and links. Premia does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Premia web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.

Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Premia), will be profitable or equal any historical performance level(s).

Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Premia is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Premia by any of its clients. Rankings published by magazines, and other media, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.

Premia does not provide tax or legal advice. You should consult with your attorney, or tax professional regarding your specific legal or tax situation.

DISCLOSURE DOCUMENTS

Additional information about Premia and our advisory team is available on Premia’s Form CRS (Client Relationship Summary), the Form ADV Part 2A Brochure, and Form ADV Part 2B Brochure Supplements for our investment advisor representatives.

The Form CRS is a new SEC disclosure requirement that provides information regarding our firm’s standard of conduct as a fiduciary and summarizes the types of services we offer to retail investors, the cost of these services and any related conflicts. The Form ADV Brochure includes a description of Premia’s services, fees and business practices. These documents are publicly available on the SEC’s Investment Adviser Public Disclosure system website (www.adviserinfo.sec.gov), or by contacting us at info@premiaglobaladvisors.com.

PRIVACY POLICY

Last Update: June, 2018

This Privacy Policy Notice describes our privacy policy and how we collect and process personal information about you, how this information is protected, and your rights. Unless stated otherwise in this Privacy Policy, the terms "us", "we" or "our" refers collectively to Premia Global Advisors (“Premia”).

Purpose and Scope

We collect personal information about you to enter into or fulfil our contractual obligations with you. We are also required by law to collect and use certain personal information about you, for example, we obtain proof of your identity to enable us to meet our anti-money laundering obligations; and we obtain certain information such as your tax status, investment objectives or risk tolerance to satisfy our suitability obligations.

PERSONAL INFORMATION WE COLLECT

The categories of information that we collect about you are:

  • personal details (e.g. name, date of birth, social security or tax ID number);
  • contact details (e.g., address, telephone number, email); and
  • employer name.

You should be aware that failure to provide this information may prevent or delay the fulfilment of our contractual obligations to you.

USE OF YOUR PERSONAL INFORMATION

We use your personal information to:

  • deliver contracted services to you;
  • respond to your inquiries or requests for information;
  • maintain our accounts and records;
  • communicate with you about the products and services that you use, or we offer; and
  • comply with our legal or regulatory requirements.

INFORMATION FOR EUROPEAN UNION RESIDENTS

Under EU privacy law, we must have a legal basis to process personal information. In most cases the legal basis for our processing will be, as described above, to:

  • fulfil our contractual obligations to you, or
  • comply with our legal and/or regulatory obligations.

When we process your personal information, we have in place commercially reasonable safeguards designed to protect your privacy interests and rights under applicable laws.

Some of the processing we conduct may involve making decisions about you based on automated processing of your personal information. We may obtain your consent to collect and use certain types of personal information when we are required to do so by law. If we ask for your consent to process your personal information, you may withdraw your consent at any time by contacting us. Failure to provide your consent may prevent or delay the fulfilment of our contractual obligations with you.

SHARING OF YOUR PERSONAL INFORMATION

We share your personal information with third party service providers in connection with delivering contracted services to you. These third party service providers include: securities broker-dealers, investment advisors, custodians, banks, auditors, attorneys, consultants, or other professional and technical service providers, or suppliers.

In addition, we will share information, as necessary and required by law:

  • to cooperate with regulatory or government authorities;
  • to comply with a court order or subpoena;
  • when such disclosures will help support our detection of, prevention of, or response to fraud; help protect your safety or security; or protect the safety and security our services.

TRANSBORDER DATA TRANSFERS

The third party service providers described above may be located outside the jurisdiction in which you are located. We may transfer, process, and store your personal information outside of your home country, which may not have the same level of data protection as your home country. If you are a resident in the EU this may include the transfer of your personal information from within the EU to a country outside of the EU.

We use contractual and other commercially reasonable safeguards to ensure that the recipients thereof provide a comparable standard of protection to your personal data. We have put in place appropriate, commercially reasonable and practicable safeguards for such transfers. If you would like additional information regarding the safeguards in place please contact our Chief Compliance/Data Protection Officer at the number listed at the end of this notice.

DATA QUALITY

We will take reasonable steps to make sure that the personal data we collect, use or disclose is accurate, complete and up to date.

INFORMATION SECURITY

We have put in place commercially reasonable steps and safeguards to maintain data security with respect to your personal information and protect the personal data we hold from misuse and loss and from unauthorized access, modification or disclosure. Despite these measures, however, we cannot guarantee that your data will be secure.

DATA RETENTION PERIOD

We retain your personal information for as long as we have a relationship with you and for a period after the relationship has ended. We will not keep personal data for longer than is necessary and will take reasonable steps to destroy your personal data if it is no longer needed or required to be maintained. When determining how long to keep your personal information after our relationship with you has ended, we must take into account how long we will need to retain the information to fulfill the purposes described above and comply with regulatory obligations including the U.S. Securities and Exchange Commission’s record retention requirements. Please contact us if you would like more information about the retention period and destruction methods.

YOUR RIGHTS REGARDING YOUR PERSONAL INFORMATION

Subject to local law, you may have certain rights regarding your personal information. We reserve the right to charge a fee (representing our costs in administering your request) for supplying such information and to refuse requests which, in our opinion, occur with unreasonable frequency. These rights may include, depending on the circumstances, the right to:

  • access your personal information;
  • rectify the personal information we maintain about you;
  • restrict the use of your personal information;
  • withdraw any consent you may have given us to use your personal information;
  • object to our use of your personal information;
  • receive your personal information in a usable electronic format;
  • transmit your personal information to a third party (also known as the right of data portability); or
  • file a complaint with your local data protection authority.

We will also, as applicable and appropriate, where you have requested that we correct an error or omission in the personal data about you that is kept by us, correct such data as soon as practicable and as appropriate, send the corrected personal data to every organization to which the personal data was sent before it had been corrected, unless that organization does not need the corrected personal data for any legal or business purpose.

We may however, subject to legal and regulatory requirements, may not provide you with access to or correct such information under certain circumstances such as in situations where we:

  • are satisfied on reasonable grounds that the correction should not be made;
  • deem the request for access as frivolous, or the information requested as trivial;
  • determined that the personal data, if disclosed, would reveal confidential commercial information that could, in the opinion of a reasonable person, harm our competitive position;
  • find that the personal data is related to an investigation, prosecution, or other legal proceeding and all the related proceedings or appeals have not been completed.

If you would like to discuss or exercise any rights you may have, please contact our Chief Compliance/Data Protection Officer at the number listed below.

USE OF COOKIES AND OTHER TRACKING TECHNOLOGIES

We generally do not use cookies or other technologies to automatically collect information about you.

LINKS TO THIRD PARTY WEBSITES

We may from time to time provide links to third party websites in our website or other communications as a convenience to you. Such links are not intended as an endorsement of or referral to any linked websites. We do not have any control over such websites, and therefore we have no responsibility or liability for the manner in which these third parties operate their websites, or how they may collect, use or disclose, secure and otherwise treat your personal information. We recommend you read carefully the privacy statements, notices and terms of use of any linked websites.

CHANGES TO OUR PRIVACY STATEMENT

From time to time, we may update our Privacy Policy. If we change our Privacy Policy, we will notify you of the changes and provide you with an updated copy of our policy. If at any time you choose not to accept the terms of this Privacy Policy, we request that you notify us by contacting our Chief Compliance/Data Protection Officer at the number listed below. Please be aware this may prevent our ability to fulfill our contractual obligations.

QUESTIONS

If you have any questions or concerns about our Privacy Policy, please contact our Chief Compliance/Data Protection Officer at (305) 646 9140, or via email at info@premiaglobaladvisors.com.